Scotiabank CFTC Settlement, MTI FSCA Investigation: Editor's Pick | Finance Magnates
As Finance Magnates reported this week, the US Commodity Futures Trading Commission (CFTC) announced on Wednesday the settlement of two separate enforcement actions against the Bank of Nova Scotia (BNS), operating as Scotiabank, for a total fine of $127.4 million.
The Most Diverse Audience to Date at FMLS 2020 Where Finance Meets Innovation
The regulator charged the provisionally registered swap dealer for spoofing and violations of swap dealer compliances. It also found the company making false statements to cover up both allegations.
Read more on the Scotiabank CFTC Settlement here.
